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$PostgreSQL: pgsql/doc/src/sgml/xindex.sgml,v 1.41 2005/07/19 01:27:59 neilc Exp $
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<sect1 id="xindex">
 <title>Interfacing Extensions To Indexes</title>

 <indexterm zone="xindex">
  <primary>index</primary>
  <secondary>for user-defined data type</secondary>
 </indexterm>

  <para>
   The procedures described thus far let you define new types, new
   functions, and new operators. However, we cannot yet define an
   index on a column of a new data type.  To do this, we must define an
   <firstterm>operator class</> for the new data type.  Later in this
   section, we will illustrate this concept in an example: a new
   operator class for the B-tree index method that stores and sorts
   complex numbers in ascending absolute value order.
  </para>

  <note>
   <para>
    Prior to <productname>PostgreSQL</productname> release 7.3, it was
    necessary to make manual additions to the system catalogs
    <classname>pg_amop</>, <classname>pg_amproc</>, and
    <classname>pg_opclass</> in order to create a user-defined
    operator class.  That approach is now deprecated in favor of using
    <xref linkend="sql-createopclass" endterm="sql-createopclass-title">,
    which is a much simpler and less error-prone way of creating the
    necessary catalog entries.
   </para>
  </note>

 <sect2 id="xindex-im">
  <title>Index Methods and Operator Classes</title>

  <para>
   The <classname>pg_am</classname> table contains one row for every
   index method (internally known as access method).  Support for
   regular access to tables is built into
   <productname>PostgreSQL</productname>, but all index methods are
   described in <classname>pg_am</classname>.  It is possible to add a
   new index method by defining the required interface routines and
   then creating a row in <classname>pg_am</classname> &mdash; but that is
   beyond the scope of this chapter (see <xref linkend="indexam">).
  </para>

  <para>
   The routines for an index method do not directly know anything
   about the data types that the index method will operate on.
   Instead, an <firstterm>operator
   class</><indexterm><primary>operator class</></indexterm>
   identifies the set of operations that the index method needs to use
   to work with a particular data type.  Operator classes are so
   called because one thing they specify is the set of
   <literal>WHERE</>-clause operators that can be used with an index
   (i.e., can be converted into an index-scan qualification).  An
   operator class may also specify some <firstterm>support
   procedures</> that are needed by the internal operations of the
   index method, but do not directly correspond to any
   <literal>WHERE</>-clause operator that can be used with the index.
  </para>

  <para>
   It is possible to define multiple operator classes for the same
   data type and index method.  By doing this, multiple
   sets of indexing semantics can be defined for a single data type.
   For example, a B-tree index requires a sort ordering to be defined
   for each data type it works on.
   It might be useful for a complex-number data type
   to have one B-tree operator class that sorts the data by complex
   absolute value, another that sorts by real part, and so on.
   Typically, one of the operator classes will be deemed most commonly
   useful and will be marked as the default operator class for that
   data type and index method.
  </para>

  <para>
   The same operator class name
   can be used for several different index methods (for example, both B-tree
   and hash index methods have operator classes named
   <literal>int4_ops</literal>), but each such class is an independent
   entity and must be defined separately.
  </para>
 </sect2>

 <sect2 id="xindex-strategies">
  <title>Index Method Strategies</title>

  <para>
   The operators associated with an operator class are identified by
   <quote>strategy numbers</>, which serve to identify the semantics of
   each operator within the context of its operator class.
   For example, B-trees impose a strict ordering on keys, lesser to greater,
   and so operators like <quote>less than</> and <quote>greater than or equal
   to</> are interesting with respect to a B-tree.
   Because
   <productname>PostgreSQL</productname> allows the user to define operators,
   <productname>PostgreSQL</productname> cannot look at the name of an operator
   (e.g., <literal>&lt;</> or <literal>&gt;=</>) and tell what kind of
   comparison it is.  Instead, the index method defines a set of
   <quote>strategies</>, which can be thought of as generalized operators.
   Each operator class specifies which actual operator corresponds to each
   strategy for a particular data type and interpretation of the index
   semantics.
  </para>

  <para>
   The B-tree index method defines five strategies, shown in <xref
   linkend="xindex-btree-strat-table">.
  </para>

   <table tocentry="1" id="xindex-btree-strat-table">
    <title>B-tree Strategies</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Operation</entry>
       <entry>Strategy Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>less than</entry>
       <entry>1</entry>
      </row>
      <row>
       <entry>less than or equal</entry>
       <entry>2</entry>
      </row>
      <row>
       <entry>equal</entry>
       <entry>3</entry>
      </row>
      <row>
       <entry>greater than or equal</entry>
       <entry>4</entry>
      </row>
      <row>
       <entry>greater than</entry>
       <entry>5</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   Hash indexes express only bitwise equality, and so they use only one
   strategy, shown in <xref linkend="xindex-hash-strat-table">.
  </para>

   <table tocentry="1" id="xindex-hash-strat-table">
    <title>Hash Strategies</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Operation</entry>
       <entry>Strategy Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>equal</entry>
       <entry>1</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   R-tree indexes express relationships in two-dimensional space.
   They use twelve strategies, shown in
   <xref linkend="xindex-rtree-strat-table">.  Four of these are true
   two-dimensional tests (overlaps, same, contains, contained by);
   four of them consider only the X direction; and the other four
   provide the same tests in the Y direction.
  </para>

   <table tocentry="1" id="xindex-rtree-strat-table">
    <title>R-tree Strategies</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Operation</entry>
       <entry>Strategy Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>strictly left of</entry>
       <entry>1</entry>
      </row>
      <row>
       <entry>does not extend to right of</entry>
       <entry>2</entry>
      </row>
      <row>
       <entry>overlaps</entry>
       <entry>3</entry>
      </row>
      <row>
       <entry>does not extend to left of</entry>
       <entry>4</entry>
      </row>
      <row>
       <entry>strictly right of</entry>
       <entry>5</entry>
      </row>
      <row>
       <entry>same</entry>
       <entry>6</entry>
      </row>
      <row>
       <entry>contains</entry>
       <entry>7</entry>
      </row>
      <row>
       <entry>contained by</entry>
       <entry>8</entry>
      </row>
      <row>
       <entry>does not extend above</entry>
       <entry>9</entry>
      </row>
      <row>
       <entry>strictly below</entry>
       <entry>10</entry>
      </row>
      <row>
       <entry>strictly above</entry>
       <entry>11</entry>
      </row>
      <row>
       <entry>does not extend below</entry>
       <entry>12</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   GiST indexes are even more flexible: they do not have a fixed set of
   strategies at all.  Instead, the <quote>consistency</> support routine
   of each particular GiST operator class interprets the strategy numbers
   however it likes.
  </para>

  <para>
   Note that all strategy operators return Boolean values.  In
   practice, all operators defined as index method strategies must
   return type <type>boolean</type>, since they must appear at the top
   level of a <literal>WHERE</> clause to be used with an index.
  </para>

  <para>
   By the way, the <structfield>amorderstrategy</structfield> column
   in <classname>pg_am</> tells whether
   the index method supports ordered scans.  Zero means it doesn't; if it
   does, <structfield>amorderstrategy</structfield> is the strategy
   number that corresponds to the ordering operator.  For example, B-tree
   has <structfield>amorderstrategy</structfield> = 1, which is its
   <quote>less than</quote> strategy number.
  </para>
 </sect2>

 <sect2 id="xindex-support">
  <title>Index Method Support Routines</title>

  <para>
   Strategies aren't usually enough information for the system to figure
   out how to use an index.  In practice, the index methods require
   additional support routines in order to work. For example, the B-tree
   index method must be able to compare two keys and determine whether one
   is greater than, equal to, or less than the other.  Similarly, the
   R-tree index method must be able to compute
   intersections,  unions, and sizes of rectangles.  These
   operations do not correspond to operators used in qualifications in
   SQL commands;  they are administrative routines used by
   the index methods, internally.
  </para>

  <para>
   Just as with strategies, the operator class identifies which specific
   functions should play each of these roles for a given data type and
   semantic interpretation.  The index method defines the set
   of functions it needs, and the operator class identifies the correct
   functions to use by assigning them to the <quote>support function numbers</>.
  </para>

  <para>
   B-trees require a single support function, shown in <xref
   linkend="xindex-btree-support-table">.
  </para>

   <table tocentry="1" id="xindex-btree-support-table">
    <title>B-tree Support Functions</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Function</entry>
       <entry>Support Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>
   Compare two keys and return an integer less than zero, zero, or
   greater than zero, indicating whether the first key is less than, equal to,
   or greater than the second.
       </entry>
       <entry>1</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   Hash indexes likewise require one support function, shown in <xref
   linkend="xindex-hash-support-table">.
  </para>

   <table tocentry="1" id="xindex-hash-support-table">
    <title>Hash Support Functions</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Function</entry>
       <entry>Support Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>Compute the hash value for a key</entry>
       <entry>1</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   R-tree indexes require three support functions,
   shown in <xref linkend="xindex-rtree-support-table">.
  </para>

   <table tocentry="1" id="xindex-rtree-support-table">
    <title>R-tree Support Functions</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Function</entry>
       <entry>Support Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>union</entry>
       <entry>1</entry>
      </row>
      <row>
       <entry>intersection</entry>
       <entry>2</entry>
      </row>
      <row>
       <entry>size</entry>
       <entry>3</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   GiST indexes require seven support functions,
   shown in <xref linkend="xindex-gist-support-table">.
  </para>

   <table tocentry="1" id="xindex-gist-support-table">
    <title>GiST Support Functions</title>
    <tgroup cols="2">
     <thead>
      <row>
       <entry>Function</entry>
       <entry>Support Number</entry>
      </row>
     </thead>
     <tbody>
      <row>
       <entry>consistent</entry>
       <entry>1</entry>
      </row>
      <row>
       <entry>union</entry>
       <entry>2</entry>
      </row>
      <row>
       <entry>compress</entry>
       <entry>3</entry>
      </row>
      <row>
       <entry>decompress</entry>
       <entry>4</entry>
      </row>
      <row>
       <entry>penalty</entry>
       <entry>5</entry>
      </row>
      <row>
       <entry>picksplit</entry>
       <entry>6</entry>
      </row>
      <row>
       <entry>equal</entry>
       <entry>7</entry>
      </row>
     </tbody>
    </tgroup>
   </table>

  <para>
   Unlike strategy operators, support functions return whichever data
   type the particular index method expects; for example in the case
   of the comparison function for B-trees, a signed integer.
  </para>
 </sect2>

 <sect2 id="xindex-example">
  <title>An Example</title>

  <para>
   Now that we have seen the ideas, here is the promised example of
   creating a new operator class.
   (You can find a working copy of this example in
   <filename>src/tutorial/complex.c</filename> and
   <filename>src/tutorial/complex.sql</filename> in the source
   distribution.)
   The operator class encapsulates
   operators that sort complex numbers in absolute value order, so we
   choose the name <literal>complex_abs_ops</literal>.  First, we need
   a set of operators.  The procedure for defining operators was
   discussed in <xref linkend="xoper">.  For an operator class on
   B-trees, the operators we require are:

   <itemizedlist spacing="compact">
    <listitem><simpara>absolute-value less-than (strategy 1)</></>
    <listitem><simpara>absolute-value less-than-or-equal (strategy 2)</></>
    <listitem><simpara>absolute-value equal (strategy 3)</></>
    <listitem><simpara>absolute-value greater-than-or-equal (strategy 4)</></>
    <listitem><simpara>absolute-value greater-than (strategy 5)</></>
   </itemizedlist>
  </para>

  <para>
   The least error-prone way to define a related set of comparison operators
   is to write the B-tree comparison support function first, and then write the
   other functions as one-line wrappers around the support function.  This
   reduces the odds of getting inconsistent results for corner cases.
   Following this approach, we first write

<programlisting>
#define Mag(c)  ((c)-&gt;x*(c)-&gt;x + (c)-&gt;y*(c)-&gt;y)

static int
complex_abs_cmp_internal(Complex *a, Complex *b)
{
    double      amag = Mag(a),
                bmag = Mag(b);

    if (amag &lt; bmag)
        return -1;
    if (amag &gt; bmag)
        return 1;
    return 0;
}
</programlisting>

   Now the less-than function looks like

<programlisting>
PG_FUNCTION_INFO_V1(complex_abs_lt);

Datum
complex_abs_lt(PG_FUNCTION_ARGS)
{
    Complex    *a = (Complex *) PG_GETARG_POINTER(0);
    Complex    *b = (Complex *) PG_GETARG_POINTER(1);

    PG_RETURN_BOOL(complex_abs_cmp_internal(a, b) &lt; 0);
}
</programlisting>

   The other four functions differ only in how they compare the internal
   function's result to zero.
  </para>

  <para>
   Next we declare the functions and the operators based on the functions
   to SQL:

<programlisting>
CREATE FUNCTION complex_abs_lt(complex, complex) RETURNS bool
    AS '<replaceable>filename</replaceable>', 'complex_abs_lt'
    LANGUAGE C IMMUTABLE STRICT;

CREATE OPERATOR &lt; (
   leftarg = complex, rightarg = complex, procedure = complex_abs_lt,
   commutator = &gt; , negator = &gt;= ,
   restrict = scalarltsel, join = scalarltjoinsel
);
</programlisting>
   It is important to specify the correct commutator and negator operators,
   as well as suitable restriction and join selectivity
   functions, otherwise the optimizer will be unable to make effective
   use of the index.  Note that the less-than, equal, and
   greater-than cases should use different selectivity functions.
  </para>

  <para>
   Other things worth noting are happening here:

  <itemizedlist>
   <listitem>
    <para>
     There can only be one operator named, say, <literal>=</literal>
     and taking type <type>complex</type> for both operands.  In this
     case we don't have any other operator <literal>=</literal> for
     <type>complex</type>, but if we were building a practical data
     type we'd probably want <literal>=</literal> to be the ordinary
     equality operation for complex numbers (and not the equality of
     the absolute values).  In that case, we'd need to use some other
     operator name for <function>complex_abs_eq</>.
    </para>
   </listitem>

   <listitem>
    <para>
     Although <productname>PostgreSQL</productname> can cope with
     functions having the same SQL name as long as they have different
     argument data types, C can only cope with one global function
     having a given name.  So we shouldn't name the C function
     something simple like <filename>abs_eq</filename>.  Usually it's
     a good practice to include the data type name in the C function
     name, so as not to conflict with functions for other data types.
    </para>
   </listitem>

   <listitem>
    <para>
     We could have made the SQL name
     of the function <filename>abs_eq</filename>, relying on
     <productname>PostgreSQL</productname> to distinguish it by
     argument data types from any other SQL function of the same name.
     To keep the example simple, we make the function have the same
     names at the C level and SQL level.
    </para>
   </listitem>
  </itemizedlist>
  </para>

  <para>
   The next step is the registration of the support routine required
   by B-trees.  The example C code that implements this is in the same
   file that contains the operator functions.  This is how we declare
   the function:

<programlisting>
CREATE FUNCTION complex_abs_cmp(complex, complex)
    RETURNS integer
    AS '<replaceable>filename</replaceable>'
    LANGUAGE C IMMUTABLE STRICT;
</programlisting>
  </para>

  <para>
   Now that we have the required operators and support routine,
   we can finally create the operator class:

<programlisting>
CREATE OPERATOR CLASS complex_abs_ops
    DEFAULT FOR TYPE complex USING btree AS
        OPERATOR        1       &lt; ,
        OPERATOR        2       &lt;= ,
        OPERATOR        3       = ,
        OPERATOR        4       &gt;= ,
        OPERATOR        5       &gt; ,
        FUNCTION        1       complex_abs_cmp(complex, complex);
</programlisting>
  </para>

  <para>
   And we're done!  It should now be possible to create
   and use B-tree indexes on <type>complex</type> columns.
  </para>

  <para>
   We could have written the operator entries more verbosely, as in
<programlisting>
        OPERATOR        1       &lt; (complex, complex) ,
</programlisting>
   but there is no need to do so when the operators take the same data type
   we are defining the operator class for.
  </para>

  <para>
   The above example assumes that you want to make this new operator class the
   default B-tree operator class for the <type>complex</type> data type.
   If you don't, just leave out the word <literal>DEFAULT</>.
  </para>
 </sect2>

 <sect2 id="xindex-opclass-crosstype">
  <title>Cross-Data-Type Operator Classes</title>

  <para>
   So far we have implicitly assumed that an operator class deals with
   only one data type.  While there certainly can be only one data type in
   a particular index column, it is often useful to index operations that
   compare an indexed column to a value of a different data type.  This is
   presently supported by the B-tree and GiST index methods.
  </para>

  <para>
   B-trees require the left-hand operand of each operator to be the indexed
   data type, but the right-hand operand can be of a different type.  There
   must be a support function having a matching signature.  For example,
   the built-in operator class for type <type>bigint</> (<type>int8</>)
   allows cross-type comparisons to <type>int4</> and <type>int2</>.  It
   could be duplicated by this definition:

<programlisting>
CREATE OPERATOR CLASS int8_ops
DEFAULT FOR TYPE int8 USING btree AS
  -- standard int8 comparisons
  OPERATOR 1 &lt; ,
  OPERATOR 2 &lt;= ,
  OPERATOR 3 = ,
  OPERATOR 4 &gt;= ,
  OPERATOR 5 &gt; ,
  FUNCTION 1 btint8cmp(int8, int8) ,

  -- cross-type comparisons to int2 (smallint)
  OPERATOR 1 &lt; (int8, int2) ,
  OPERATOR 2 &lt;= (int8, int2) ,
  OPERATOR 3 = (int8, int2) ,
  OPERATOR 4 &gt;= (int8, int2) ,
  OPERATOR 5 &gt; (int8, int2) ,
  FUNCTION 1 btint82cmp(int8, int2) ,

  -- cross-type comparisons to int4 (integer)
  OPERATOR 1 &lt; (int8, int4) ,
  OPERATOR 2 &lt;= (int8, int4) ,
  OPERATOR 3 = (int8, int4) ,
  OPERATOR 4 &gt;= (int8, int4) ,
  OPERATOR 5 &gt; (int8, int4) ,
  FUNCTION 1 btint84cmp(int8, int4) ;
</programlisting>

   Notice that this definition <quote>overloads</> the operator strategy and
   support function numbers.  This is allowed (for B-tree operator classes
   only) so long as each instance of a particular number has a different
   right-hand data type.  The instances that are not cross-type are the
   default or primary operators of the operator class.
  </para>

  <para>
   GiST indexes do not allow overloading of strategy or support function
   numbers, but it is still possible to get the effect of supporting
   multiple right-hand data types, by assigning a distinct strategy number
   to each operator that needs to be supported.  The <literal>consistent</>
   support function must determine what it needs to do based on the strategy
   number, and must be prepared to accept comparison values of the appropriate
   data types.
  </para>
 </sect2>

 <sect2 id="xindex-opclass-dependencies">
  <title>System Dependencies on Operator Classes</title>

   <indexterm>
    <primary>ordering operator</primary>
   </indexterm>

  <para>
   <productname>PostgreSQL</productname> uses operator classes to infer the
   properties of operators in more ways than just whether they can be used
   with indexes.  Therefore, you might want to create operator classes
   even if you have no intention of indexing any columns of your data type.
  </para>

  <para>
   In particular, there are SQL features such as <literal>ORDER BY</> and
   <literal>DISTINCT</> that require comparison and sorting of values.
   To implement these features on a user-defined data type,
   <productname>PostgreSQL</productname> looks for the default B-tree operator
   class for the data type.  The <quote>equals</> member of this operator
   class defines the system's notion of equality of values for
   <literal>GROUP BY</> and <literal>DISTINCT</>, and the sort ordering
   imposed by the operator class defines the default <literal>ORDER BY</>
   ordering.
  </para>

  <para>
   Comparison of arrays of user-defined types also relies on the semantics
   defined by the default B-tree operator class.
  </para>

  <para>
   If there is no default B-tree operator class for a data type, the system
   will look for a default hash operator class.  But since that kind of
   operator class only provides equality, in practice it is only enough
   to support array equality.
  </para>

  <para>
   When there is no default operator class for a data type, you will get
   errors like <quote>could not identify an ordering operator</> if you
   try to use these SQL features with the data type.
  </para>

   <note>
    <para>
     In <productname>PostgreSQL</productname> versions before 7.4,
     sorting and grouping operations would implicitly use operators named
     <literal>=</>, <literal>&lt;</>, and <literal>&gt;</>.  The new
     behavior of relying on default operator classes avoids having to make
     any assumption about the behavior of operators with particular names.
    </para>
   </note>
 </sect2>

 <sect2 id="xindex-opclass-features">
  <title>Special Features of Operator Classes</title>

  <para>
   There are two special features of operator classes that we have
   not discussed yet, mainly because they are not useful
   with the most commonly used index methods.
  </para>

  <para>
   Normally, declaring an operator as a member of an operator class means
   that the index method can retrieve exactly the set of rows
   that satisfy a <literal>WHERE</> condition using the operator.  For example,
<programlisting>
SELECT * FROM table WHERE integer_column &lt; 4;
</programlisting>
   can be satisfied exactly by a B-tree index on the integer column.
   But there are cases where an index is useful as an inexact guide to
   the matching rows.  For example, if an R-tree index stores only
   bounding boxes for objects, then it cannot exactly satisfy a <literal>WHERE</>
   condition that tests overlap between nonrectangular objects such as
   polygons.  Yet we could use the index to find objects whose bounding
   box overlaps the bounding box of the target object, and then do the
   exact overlap test only on the objects found by the index.  If this
   scenario applies, the index is said to be <quote>lossy</> for the
   operator, and we add <literal>RECHECK</> to the <literal>OPERATOR</> clause
   in the <command>CREATE OPERATOR CLASS</> command.
   <literal>RECHECK</> is valid if the index is guaranteed to return
   all the required rows, plus perhaps some additional rows, which
   can be eliminated by performing the original operator invocation.
  </para>

  <para>
   Consider again the situation where we are storing in the index only
   the bounding box of a complex object such as a polygon.  In this
   case there's not much value in storing the whole polygon in the index
   entry &mdash; we may as well store just a simpler object of type
   <type>box</>.  This situation is expressed by the <literal>STORAGE</>
   option in <command>CREATE OPERATOR CLASS</>: we'd write something like

<programlisting>
CREATE OPERATOR CLASS polygon_ops
    DEFAULT FOR TYPE polygon USING gist AS
        ...
        STORAGE box;
</programlisting>

   At present, only the GiST index method supports a
   <literal>STORAGE</> type that's different from the column data type.
   The GiST <literal>compress</> and <literal>decompress</> support
   routines must deal with data-type conversion when <literal>STORAGE</>
   is used.
  </para>
 </sect2>

</sect1>

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