<!-- doc/src/sgml/ref/pgupgrade.sgml -->

<refentry id="pgupgrade">
 <indexterm zone="pgupgrade">
  <primary>pg_upgrade</primary>
 </indexterm>

 <refmeta>
  <refentrytitle><application>pg_upgrade</application></refentrytitle>
  <manvolnum>1</manvolnum>
  <refmiscinfo>Application</refmiscinfo>
 </refmeta>

 <refnamediv>
  <refname>pg_upgrade</refname>
  <refpurpose>upgrade a <productname>PostgreSQL</productname> server instance</refpurpose>
 </refnamediv>

 <refsynopsisdiv>
  <cmdsynopsis>
   <command>pg_upgrade</command>
   <arg choice="plain"><option>-b</option></arg>
   <arg choice="plain"><replaceable>oldbindir</replaceable></arg>
   <arg choice="plain"><option>-B</option></arg>
   <arg choice="plain"><replaceable>newbindir</replaceable></arg>
   <arg choice="plain"><option>-d</option></arg>
   <arg choice="plain"><replaceable>olddatadir</replaceable></arg>
   <arg choice="plain"><option>-D</option></arg>
   <arg choice="plain"><replaceable>newdatadir</replaceable></arg>
   <arg rep="repeat"><replaceable>option</replaceable></arg>
  </cmdsynopsis>
 </refsynopsisdiv>

 <refsect1>
  <title>Description</title>

 <para>
  <application>pg_upgrade</> (formerly called <application>pg_migrator</>) allows data
  stored in <productname>PostgreSQL</> data files to be upgraded to a later <productname>PostgreSQL</>
  major version without the data dump/reload typically required for
  major version upgrades, e.g. from 8.4.7 to the current major release
  of <productname>PostgreSQL</>.  It is not required for minor version upgrades, e.g. from
  9.0.1 to 9.0.4.
 </para>

 <para>
  Major PostgreSQL releases regularly add new features that often
  change the layout of the system tables, but the internal data storage
  format rarely changes.  <application>pg_upgrade</> uses this fact
  to perform rapid upgrades by creating new system tables and simply
  reusing the old user data files.  If a future major release ever
  changes the data storage format in a way that makes the old data
  format unreadable, <application>pg_upgrade</> will not be usable
  for such upgrades.  (The community will attempt to avoid such
  situations.)
 </para>

 <para>
  <application>pg_upgrade</> does its best to
  make sure the old and new clusters are binary-compatible, e.g.  by
  checking for compatible compile-time settings, including 32/64-bit
  binaries.  It is important that
  any external modules are also binary compatible, though this cannot
  be checked by <application>pg_upgrade</>.
 </para>

  <para>
   pg_upgrade supports upgrades from 8.4.X and later to the current
   major release of <productname>PostgreSQL</>, including snapshot and alpha releases.
  </para>
 </refsect1>

 <refsect1>
  <title>Options</title>

   <para>
    <application>pg_upgrade</application> accepts the following command-line arguments:

    <variablelist>

     <varlistentry>
      <term><option>-b</option> <replaceable>bindir</></term>
      <term><option>--old-bindir=</option><replaceable>bindir</></term>
      <listitem><para>the old PostgreSQL executable directory;
      environment variable <envar>PGBINOLD</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-B</option> <replaceable>bindir</></term>
      <term><option>--new-bindir=</option><replaceable>bindir</></term>
      <listitem><para>the new PostgreSQL executable directory;
      environment variable <envar>PGBINNEW</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-c</option></term>
      <term><option>--check</option></term>
      <listitem><para>check clusters only, don't change any data</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-d</option> <replaceable>datadir</></term>
      <term><option>--old-datadir=</option><replaceable>datadir</></term>
      <listitem><para>the old cluster data directory; environment
      variable <envar>PGDATAOLD</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-D</option> <replaceable>datadir</></term>
      <term><option>--new-datadir=</option><replaceable>datadir</></term>
      <listitem><para>the new cluster data directory; environment
      variable <envar>PGDATANEW</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-j</option></term>
      <term><option>--jobs</option></term>
      <listitem><para>number of simultaneous processes or threads to use
      </para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-k</option></term>
      <term><option>--link</option></term>
      <listitem><para>use hard links instead of copying files to the new
      cluster (use junction points on Windows)</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-o</option> <replaceable class="parameter">options</replaceable></term>
      <term><option>--old-options</option> <replaceable class="parameter">options</replaceable></term>
      <listitem><para>options to be passed directly to the
      old <command>postgres</command> command;  multiple
      option invocations are appended</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-O</option> <replaceable class="parameter">options</replaceable></term>
      <term><option>--new-options</option> <replaceable class="parameter">options</replaceable></term>
      <listitem><para>options to be passed directly to the
      new <command>postgres</command> command;  multiple
      option invocations are appended</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-p</option> <replaceable>port</></term>
      <term><option>--old-port=</option><replaceable>port</></term>
      <listitem><para>the old cluster port number; environment
      variable <envar>PGPORTOLD</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-P</option> <replaceable>port</></term>
      <term><option>--new-port=</option><replaceable>port</></term>
      <listitem><para>the new cluster port number; environment
      variable <envar>PGPORTNEW</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-r</option></term>
      <term><option>--retain</option></term>
      <listitem><para>retain SQL and log files even after successful completion
      </para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-U</option> <replaceable>username</></term>
      <term><option>--username=</option><replaceable>username</></term>
      <listitem><para>cluster's install user name; environment
      variable <envar>PGUSER</></para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-v</option></term>
      <term><option>--verbose</option></term>
      <listitem><para>enable verbose internal logging</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-V</option></term>
      <term><option>--version</option></term>
      <listitem><para>display version information, then exit</para></listitem>
     </varlistentry>

     <varlistentry>
      <term><option>-?</option></term>
      <term><option>--help</option></term>
      <listitem><para>show help, then exit</para></listitem>
     </varlistentry>

    </variablelist>
   </para>

 </refsect1>

 <refsect1>
  <title>Usage</title>

  <para>
   These are the steps to perform an upgrade
   with <application>pg_upgrade</application>:
  </para>

  <procedure>
   <step performance="optional">
    <title>Optionally move the old cluster</title>

    <para>
     If you are using a version-specific installation directory, e.g.
     <filename>/opt/PostgreSQL/9.1</>, you do not need to move the old cluster. The
     graphical installers all use version-specific installation directories.
    </para>

    <para>
     If your installation directory is not version-specific, e.g.
     <filename>/usr/local/pgsql</>, it is necessary to move the current PostgreSQL install
     directory so it does not interfere with the new <productname>PostgreSQL</> installation.
     Once the current <productname>PostgreSQL</> server is shut down, it is safe to rename the
     PostgreSQL installation directory; assuming the old directory is
     <filename>/usr/local/pgsql</>, you can do:

<programlisting>
mv /usr/local/pgsql /usr/local/pgsql.old
</programlisting>
     to rename the directory.
    </para>
   </step>

   <step>
    <title>For source installs, build the new version</title>

    <para>
     Build the new PostgreSQL source with <command>configure</> flags that are compatible
     with the old cluster. <application>pg_upgrade</> will check <command>pg_controldata</> to make
     sure all settings are compatible before starting the upgrade.
    </para>
   </step>

   <step>
    <title>Install the new PostgreSQL binaries</title>

    <para>
     Install the new server's binaries and support
     files.  <application>pg_upgrade</> is included in a default installation.
    </para>

    <para>
     For source installs, if you wish to install the new server in a custom
     location, use the <literal>prefix</literal> variable:

<programlisting>
make prefix=/usr/local/pgsql.new install
</programlisting></para>
   </step>

   <step>
    <title>Initialize the new PostgreSQL cluster</title>

    <para>
     Initialize the new cluster using <command>initdb</command>.
     Again, use compatible <command>initdb</command>
     flags that match the old cluster. Many
     prebuilt installers do this step automatically. There is no need to
     start the new cluster.
    </para>
   </step>

   <step>
    <title>Install custom shared object files</title>

    <para>
     Install any custom shared object files (or DLLs) used by the old cluster
     into the new cluster, e.g. <filename>pgcrypto.so</filename>,
     whether they are from <filename>contrib</filename>
     or some other source. Do not install the schema definitions, e.g.
     <filename>pgcrypto.sql</>, because these will be upgraded from the old cluster.
     Also, any custom full text search files (dictionary, synonym,
     thesaurus, stop words) must also be copied to the new cluster.
    </para>
   </step>

   <step>
    <title>Adjust authentication</title>

    <para>
     <command>pg_upgrade</> will connect to the old and new servers several
     times, so you might want to set authentication to <literal>peer</>
     in <filename>pg_hba.conf</> or use a <filename>~/.pgpass</> file
     (see <xref linkend="libpq-pgpass">).
    </para>
   </step>

   <step>
    <title>Stop both servers</title>

    <para>
     Make sure both database servers are stopped using, on Unix, e.g.:

<programlisting>
pg_ctl -D /opt/PostgreSQL/8.4 stop
pg_ctl -D /opt/PostgreSQL/9.0 stop
</programlisting>

     or on Windows, using the proper service names:

<programlisting>
NET STOP postgresql-8.4
NET STOP postgresql-9.0
</programlisting>
    </para>

    <para>
     Streaming replication and log-shipping standby servers can remain running until
     a later step.
    </para>
   </step>

   <step>
    <title>Run <application>pg_upgrade</></title>

    <para>
     Always run the <application>pg_upgrade</> binary of the new server, not the old one.
     <application>pg_upgrade</> requires the specification of the old and new cluster's
     data and executable (<filename>bin</>) directories. You can also specify
     user and port values, and whether you want the data linked instead of
     copied (the default).
    </para>

    <para>
     If you use link mode, the upgrade will be much faster (no file
     copying) and use less disk space, but you will not be able to access
     your old cluster
     once you start the new cluster after the upgrade.  Link mode also
     requires that the old and new cluster data directories be in the
     same file system.  (Tablespaces and <filename>pg_xlog</> can be on
     different file systems.)  See <literal>pg_upgrade --help</> for a full
     list of options.
    </para>

    <para>
     The <option>--jobs</> option allows multiple CPU cores to be used
     for copying/linking of files and to dump and reload database schemas
     in parallel;  a good place to start is the maximum of the number of
     CPU cores and tablespaces.  This option can dramatically reduce the
     time to upgrade a multi-database server running on a multiprocessor
     machine.
    </para>

    <para>
     For Windows users, you must be logged into an administrative account, and
     then start a shell as the <literal>postgres</> user and set the proper path:

<programlisting>
RUNAS /USER:postgres "CMD.EXE"
SET PATH=%PATH%;C:\Program Files\PostgreSQL\9.0\bin;
</programlisting>

     and then run <application>pg_upgrade</> with quoted directories, e.g.:

<programlisting>
pg_upgrade.exe
        --old-datadir "C:/Program Files/PostgreSQL/8.4/data"
        --new-datadir "C:/Program Files/PostgreSQL/9.0/data"
        --old-bindir "C:/Program Files/PostgreSQL/8.4/bin"
        --new-bindir "C:/Program Files/PostgreSQL/9.0/bin"
</programlisting>

     Once started, <command>pg_upgrade</> will verify the two clusters are compatible
     and then do the upgrade. You can use <command>pg_upgrade --check</>
     to perform only the checks, even if the old server is still
     running. <command>pg_upgrade --check</> will also outline any
     manual adjustments you will need to make after the upgrade.  If you
     are going to be using link mode, you should use the <option>--link</>
     option with <option>--check</option> to enable link-mode-specific checks.
     <command>pg_upgrade</> requires write permission in the current directory.
    </para>

    <para>
     Obviously, no one should be accessing the clusters during the
     upgrade.  <application>pg_upgrade</> defaults to running servers
     on port 50432 to avoid unintended client connections.
     You can use the same port number for both clusters when doing an
     upgrade because the old and new clusters will not be running at the
     same time.  However, when checking an old running server, the old
     and new port numbers must be different.
    </para>

    <para>
     If an error occurs while restoring the database schema, <command>pg_upgrade</> will
     exit and you will have to revert to the old cluster as outlined in <xref linkend="pgupgrade-step-revert">
     below. To try <command>pg_upgrade</command> again, you will need to modify the old
     cluster so the pg_upgrade schema restore succeeds. If the problem is a
     contrib module, you might need to uninstall the contrib module from
     the old cluster and install it in the new cluster after the upgrade,
     assuming the module is not being used to store user data.
    </para>
   </step>

   <step>
    <title>Upgrade Streaming Replication and Log-Shipping standby
    servers</title>

    <para>
     If you have Streaming Replication (<xref
     linkend="streaming-replication">) or Log-Shipping (<xref
     linkend="warm-standby">) standby servers, follow these steps to
     upgrade them (before starting any servers):
    </para>

    <procedure>

     <step>
      <title>Install the new PostgreSQL binaries on standby servers</title>

      <para>
       Make sure the new binaries and support files are installed on all
       standby servers.
      </para>
     </step>

     <step>
      <title>Make sure the new standby data directories do <emphasis>not</>
      exist</title>

      <para>
       Make sure the new standby data directories do <emphasis>not</>
       exist or are empty.  If <application>initdb</> was run, delete
       the standby server data directories.
      </para>
     </step>

     <step>
      <title>Install custom shared object files</title>

      <para>
       Install the same custom shared object files on the new standbys
       that you installed in the new master cluster.
      </para>
     </step>

     <step>
      <title>Stop standby servers</title>

      <para>
       If the standby servers are still running, stop them now using the
       above instructions.
      </para>
     </step>

     <step>
      <title>Verify standby servers</title>

      <para>
       To prevent old standby servers from being modified, run
       <application>pg_controldata</> against the primary and standby
       clusters and verify that the <quote>Latest checkpoint location</>
       values match in all clusters.  (This requires the standbys to be
       shut down after the primary.)
      </para>
     </step>

     <step>
      <title>Save configuration files</title>

      <para>
       Save any configuration files from the standbys you need to keep,
       e.g.  <filename>postgresql.conf</>, <literal>recovery.conf</>,
       as these will be overwritten or removed in the next step.
      </para>
     </step>

     <step>
      <title>Start and stop the new master cluster</title>

      <para>
       In the new master cluster, change <varname>wal_level</> to
       <literal>hot_standby</> in the <filename>postgresql.conf</> file
       and then start and stop the cluster.
      </para>
     </step>

     <step>
      <title>Run <application>rsync</></title>

      <para>
       From a directory that is above the old and new database cluster
       directories, run this for each slave:

<programlisting>
       rsync --archive --delete --hard-links --size-only old_pgdata new_pgdata remote_dir
</programlisting>

       where <option>old_pgdata</> and <option>new_pgdata</> are relative
       to the current directory, and <option>remote_dir</> is
       <emphasis>above</> the old and new cluster directories on
       the standby server.  The old and new relative cluster paths
       must match on the master and standby server.  Consult the
       <application>rsync</> manual page for details on specifying the
       remote directory, e.g. <literal>standbyhost:/opt/PostgreSQL/</>.
       <application>rsync</> will be fast when <application>pg_upgrade</>'s
       <option>--link</> mode is used because it will create hard links
       on the remote server rather than transferring user data.
      </para>

      <para>
       If you have tablespaces, you will need to run a similar
       <application>rsync</> command for each tablespace directory.  If you
       have relocated <filename>pg_xlog</> outside the data directories,
       <application>rsync</> must be run on those directories too.
      </para>
     </step>

     <step>
      <title>Configure streaming replication and log-shipping standby
      servers</title>

      <para>
       Configure the servers for log shipping.  (You do not need to run
       <function>pg_start_backup()</> and <function>pg_stop_backup()</>
       or take a file system backup as the slaves are still synchronized
       with the master.)
      </para>
     </step>

    </procedure>

   </step>

   <step>
    <title>Restore <filename>pg_hba.conf</></title>

    <para>
     If you modified <filename>pg_hba.conf</>, restore its original settings.
     It might also be necessary to adjust other configuration files in the new
     cluster to match the old cluster, e.g. <filename>postgresql.conf</>.
    </para>
   </step>

   <step>
    <title>Start the new server</title>

    <para>
     The new server can now be safely started, and then any
     <application>rsync</>'ed standby servers.
    </para>
   </step>

   <step>
    <title>Post-Upgrade processing</title>

    <para>
     If any post-upgrade processing is required, pg_upgrade will issue
     warnings as it completes. It will also generate script files that must
     be run by the administrator. The script files will connect to each
     database that needs post-upgrade processing. Each script should be
     run using:

<programlisting>
psql --username postgres --file script.sql postgres
</programlisting>

     The scripts can be run in any order and can be deleted once they have
     been run.
    </para>

    <caution>
    <para>
     In general it is unsafe to access tables referenced in rebuild scripts
     until the rebuild scripts have run to completion; doing so could yield
     incorrect results or poor performance. Tables not referenced in rebuild
     scripts can be accessed immediately.
    </para>
    </caution>
   </step>

   <step>
    <title>Statistics</title>

    <para>
     Because optimizer statistics are not transferred by <command>pg_upgrade</>, you will
     be instructed to run a command to regenerate that information at the end
     of the upgrade.  You might need to set connection parameters to
     match your new cluster.
    </para>
   </step>

   <step>
    <title>Delete old cluster</title>

    <para>
     Once you are satisfied with the upgrade, you can delete the old
     cluster's data directories by running the script mentioned when
     <command>pg_upgrade</command> completes. (Automatic deletion is not
     possible if you have user-defined tablespaces inside the old data
     directory.)  You can also delete the old installation directories
     (e.g. <filename>bin</>, <filename>share</>).
    </para>
   </step>

   <step id="pgupgrade-step-revert" performance="optional">
    <title>Reverting to old cluster</title>

    <para>
     If, after running <command>pg_upgrade</command>, you wish to revert to the old cluster,
     there are several options:

     <itemizedlist>
      <listitem>
       <para>
        If you ran <command>pg_upgrade</command>
        with <option>--check</>, no modifications were made to the old
        cluster and you can re-use it anytime.
       </para>
      </listitem>

      <listitem>
       <para>
        If you ran <command>pg_upgrade</command>
        with <option>--link</>, the data files are shared between the
        old and new cluster. If you started the new cluster, the new
        server has written to those shared files and it is unsafe to
        use the old cluster.
       </para>
      </listitem>

      <listitem>
       <para>
        If you ran <command>pg_upgrade</command> <emphasis>without</>
        <option>--link</> or did not start the new server, the
        old cluster was not modified except that, if linking
        started, a <literal>.old</> suffix was appended to
        <filename>$PGDATA/global/pg_control</>.  To reuse the old
        cluster, possibly remove the <filename>.old</> suffix from
        <filename>$PGDATA/global/pg_control</>; you can then restart the
        old cluster.
       </para>
      </listitem>
     </itemizedlist>
    </para>
   </step>
  </procedure>

 </refsect1>

 <refsect1>
  <title>Notes</title>

  <para>
   <application>pg_upgrade</> does not support upgrading of databases
   containing these <type>reg*</> OID-referencing system data types:
   <type>regproc</>, <type>regprocedure</>, <type>regoper</>,
   <type>regoperator</>, <type>regconfig</>, and
   <type>regdictionary</>.  (<type>regtype</> can be upgraded.)
  </para>

  <para>
   All failure, rebuild, and reindex cases will be reported by
   <application>pg_upgrade</> if they affect your installation;
   post-upgrade scripts to rebuild tables and indexes will be
   generated automatically.  If you are trying to automate the upgrade
   of many clusters, you should find that clusters with identical database
   schemas require the same post-upgrade steps for all cluster upgrades;
   this is because the post-upgrade steps are based on the database
   schemas, and not user data.
  </para>

  <para>
   For deployment testing, create a schema-only copy of the old cluster,
   insert dummy data, and upgrade that.
  </para>

  <para>
   If you are upgrading a pre-<productname>PostgreSQL</> 9.2 cluster
   that uses a configuration-file-only directory, you must pass the
   real data directory location to <application>pg_upgrade</>, and
   pass the configuration directory location to the server, e.g.
   <literal>-d /real-data-directory -o '-D /configuration-directory'</>.
  </para>

  <para>
   If using a pre-9.1 old server that is using a non-default Unix-domain
   socket directory or a default that differs from the default of the
   new cluster, set <envar>PGHOST</> to point to the old server's socket
   location.  (This is not relevant on Windows.)
  </para>

  <para>
   If you want to use link mode and you do not want your old cluster
   to be modified when the new cluster is started, make a copy of the
   old cluster and upgrade that in link mode. To make a valid copy
   of the old cluster, use <command>rsync</> to create a dirty
   copy of the old cluster while the server is running, then shut down
   the old server and run <command>rsync --checksum</> again to update the
   copy with any changes to make it consistent.  (<option>--checksum</>
   is necessary because <command>rsync</> only has file modification-time
   granularity of one second.)  You might want to exclude some
   files, e.g. <filename>postmaster.pid</>, as documented in <xref
   linkend="backup-lowlevel-base-backup">.  If your file system supports
   file system snapshots or copy-on-write file copies, you can use that
   to make a backup of the old cluster and tablespaces, though the snapshot
   and copies must be created simultaneously or while the database server
   is down.
  </para>

 </refsect1>

 <refsect1>
  <title>See Also</title>

  <simplelist type="inline">
   <member><xref linkend="app-initdb"></member>
   <member><xref linkend="app-pg-ctl"></member>
   <member><xref linkend="app-pgdump"></member>
   <member><xref linkend="app-postgres"></member>
  </simplelist>
 </refsect1>
</refentry>
